Lewis, David Reg

Date of Order or Settlement:
2001-05-08
Banned Until:
Sanction:

    An undertaking to provide a BC investor with the right to a full refund

    An undertaking to comply with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines

Supporting Documents:
Violation:

    Illegal distribtution 

    Prohibited representations

Ruling Body:
BCSC
Sanction Payment Status:
$9,500 plus $500 in costs