Lo, William Kee Yiu

Date of Order or Settlement:
1997-03-25
Banned Until:
1998-03-25
Sanction:

    1-year trading ban

    1-year director/officer ban

Supporting Documents:
Violation:

    Unregistered distribution

    Unregistered trading

Ruling Body:
BCSC
Sanction Payment Status:
$1,000