Loewen, Thomas

Date of Order or Settlement:
1999-02-16
Banned Until:
2000-02-16
Sanction:

    1-year trading ban with conditions \

    An undertaking to comply with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines

Supporting Documents:
Violation:

    Unregistered advising

    Unregistered distribution

Ruling Body:
BCSC
Sanction Payment Status:
$3,000 fine and $2,000 in costs