Mallinson, William M.

Date of Order or Settlement:
2009-01-21
Banned Until:
2016-10-22
Sanction:

    8-year trading ban with conditions (BCSC)

    8-year director/officer ban (BCSC)

    8-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

    8-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

    8-year investor relations ban (BCSC)

Supporting Documents:
Violation:

    lllegal distribution (ASC) 

     

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$48,000 plus $2,000 in costs (ASC)