Mason, Douglas Laurence

Date of Order or Settlement:
2004-08-25
Banned Until:
2005-08-25
Sanction:

    1-year trading ban with conditions

    1-year director/officer ban with conditions

    1-year investor relations ban with conditions

    An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines

Supporting Documents:
Violation:

    Failure to file insider reports

    Creating a misleading appearance of trading activity contrary to the public interest

    Failure to file the notices and reports that control persons are required to file

Ruling Body:
BCSC
Sanction Payment Status:
$200,000 plus $50,000 in costs