Maxwell, Don

Date of Order or Settlement:
2011-08-30
Banned Until:
2016-08-30
Sanction:

    5-year trading ban with conditions (2011)

    5-year ban from becoming or acting as a registrant, investment fund manager or promoter (2011)

    5-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (2011)

    5-year investor relations ban (2011)

    4-year director/officer ban (1996)

Supporting Documents:
Violation:

    Unregistered trading (2011)

    Unregistered trading (1996)

    Unregistered distribution (1996)

    Prohibited representations  (1996)

Ruling Body:
BCSC
Sanction Payment Status:

$2,000 (1996)

$7,000 (2011)