Disciplined List
McCabe, Colin Robert Hugh
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Date of Order or Settlement:
2014-12-18
Sanction:
- Permanent ban from purchasing securities (with conditions)
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Misrepresentations
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,776,993.00 plus an adminstrative penalty of $1.5 million