McMillan, Hugh Alexander

Date of Order or Settlement:
1997-08-07
Banned Until:
Sanction:
    An undertaking to comply with the Securities Act, the Securities Rules and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:

    Unregistered advising

    Prohibited representations

    Prohibited advertising 

Ruling Body:
BCSC
Sanction Payment Status:
$1,500