Mitton, Michael Lee

Date of Order or Settlement:
2005-09-29
Banned Until:
Sanction:

    Permanent trading ban (2005)

    Permanent denial of exemptions (2005)

    Permanent director/officer ban (2005)

    Permanent investor relations ban (2005)

    20-year trading ban (1988)

    20-year director/officer ban (1988)

Supporting Documents:
Violation:

    Fraud (2005)

    Unregistered advising (2005)

    Unregistered trading (2005)

    Illegal distribution (2005)

    Making undeclared short sales (2005)

    Breach of a Commission Order (2005)

    Acting contrary to the public interest by manipulating the market (2005)

    Stock Manipulation (1988)

    Insider Trading (1988)

    Failure to File Disclosure Documents (1998)

Ruling Body:
BCSC
Sanction Payment Status:

$250,000 plus $235,577.20 in costs (2005)

$5,000 in costs (1988)