Disciplined List
Mugford, Michael
-
Date of Order or Settlement:
2017-10-23
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)
- Permanent director/officer ban
- Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
-
Market manipulation
Ruling Body:
BCSCPayment Agreed/Ordered:
$375,000