Muir, Kenneth

Date of Order or Settlement:
1999-05-25
Banned Until:
1999-08-31
Sanction:

    30-day registration suspension plus 12 months of strict supervision

    An undertaking to fully comply with the Securities Act, Securities Rules and the bylaws, rules and policies of the Exhchange

    An undertaking to rewrite the conduct and practices exam

Supporting Documents:
Violation:

    Failure to obtain written trading authorization

    Engaging in unfair trading practices

Ruling Body:
BCSC
Sanction Payment Status:
$35,000 plus $5,000 in costs