Murray, Maureen

Date of Order or Settlement:
2010-05-14
Banned Until:
2011-09-09
Sanction:

    2-year trading ban with conditions (BCSC)

    2-year denial of exemptions (BCSC)

    1-year director officer ban (BCSC)

Supporting Documents:
Violation:

    Illegal distribution (ASC)

     

    Unregistered trading (ASC)

     

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status: