Newsom, Douglas

Date of Order or Settlement:
1995-04-04
Banned Until:
2015-04-04
Sanction:

    20-year trading ban

    20-year director/officer ban

Supporting Documents:
Violation:

    Stock manipulation

    Unregistered advising

    Operation of a boiler room

    Prohibited representations

Ruling Body:
BCSC
Sanction Payment Status:
$25,000 fine plus costs