Nielsen, Frederick Johnathon

Date of Order or Settlement:
2011-03-25
Banned Until:
2036-03-25
Sanction:

    25-year ban from purchasing and trading in securities or exchange contracts with conditions

    25-year director/officer ban

    25-year ban from becoming or acting as a registrant, investment fund manager or promoter

    25-year ban from acting in a management or consultative capacity in connection with activities in the securities market

    25-year investor relations ban

Supporting Documents:
Violation:

    Cold calling

    Unregistered trading

Ruling Body:
BCSC
Sanction Payment Status: