O'Connor, Paul Larry

Date of Order or Settlement:
2005-03-31
Banned Until:
Sanction:

    Permanent trading ban

    Permanent denial of exemptions

    Permanent director/officer ban

    Permanent investor relations ban

Supporting Documents:
Violation:

    Fraud

    Failure to deal honestly, fairly and in good faith with clients

    Making unsuitable investment recommendations

    Acting contrary to the public interest

Ruling Body:
BCSC
Sanction Payment Status:

$200,000 plus $48,368.25 in costs