Oagles, James H.

Date of Order or Settlement:
2008-08-12
Banned Until:
Sanction:

    Permanent trading ban with conditions (BCSC)

Supporting Documents:
Violation:

    Unregistered trading (NBSC)

    Illegal distribution (NBSC)

Ruling Body:
BCSC, New Brunswick Securities Commission (NBSC)
Sanction Payment Status:
$10,000 plus $2,500 in costs (NBSC)