Omelus, James Ronald

Date of Order or Settlement:
1999-11-24
Banned Until:
2004-11-24
Sanction:

    5-year registration ban

    5-year trading ban

    An undertaking to repay oustanding loans

Supporting Documents:
Violation:

    Unregistered advising

    Improper conduct

    Failure to deal honestly, fairly and in good faith with his clients

Ruling Body:
BCSC
Sanction Payment Status:
$16,000 plus $4,000 in costs