Orr, Bryan

Date of Order or Settlement:
2007-09-14
Banned Until:
2010-09-14
Sanction:

    3-year trading ban with conditions

Supporting Documents:
Violation:

    Acting as a portfolio manager without registration

    Making discretionary purchases and sales of mutual funds without instructions from clients

    Recommending unsuitable investments

Ruling Body:
BCSC
Sanction Payment Status: