Disciplined List
Pasquill, Earle Douglas
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Date of Order or Settlement:
2015-03-16
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts with conditions (2015)
- Permanent director/officer ban (2015)
- Permanent ban from becoming or acting as a promoter (2015)
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market (2015)
- Permanent investor relations ban (2015)
- An order to comply fully with Securities Act, the Securities Rules, and any applicable regulations (2007)
Supporting Documents:
Violation:
- Fraud (2014)
- Illegal distribution (2007)
- Failure to fulfill the duties and responsibilities of a director (2007)
- Acting contrary to the public interest (2007)
Ruling Body:
BCSCPayment Agreed/Ordered:
$21.7 million in disgorgement plus an administrative penalty of $15 million (2015)
$30,000 (2007)