Paulson, Dale Michael

Date of Order or Settlement:
2010-10-07
Banned Until:
2020-10-07
Sanction:

    10-year trading ban with conditions

    10-year director/officer ban with conditions

    10-year ban from acting in a management or consultative capacity in connection with activities in the securities market

    10-year investor relations ban

Supporting Documents:
Violation:

    Fraud

    False or misleading statements

Ruling Body:
BCSC
Sanction Payment Status:
$120,000