Pessl, Tatjana

Date of Order or Settlement:
1993-08-24
Banned Until:
1997-02-24
Sanction:

    12-month trading ban with conditions

    42-month director/officer ban

Supporting Documents:
Violation:

    Misrepresentations

    Unregistered distribution

    Filing of inaccurate insider reports

    Failure to act in the best interest of the issuers

    Failure to fulfill the duties and responsibilities of a director

Ruling Body:
BCSC
Sanction Payment Status:
$3,500