Pinkett II, Preston

Date of Order or Settlement:
2008-02-20
Banned Until:
Sanction:

    Permanent trading ban

    Permanent director/officer ban

    Permanent ban from becoming or acting as a registrant, investment fund manager or promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Violation:

    Fraud

    Illegal distribution

    Illegal trading

Ruling Body:
BCSC
Sanction Payment Status:
$4,807,490.00 in disgorgement plus a $1 million administrative penalty