Rak, Jerome

Date of Order or Settlement:
2011-12-08
Banned Until:
2021-12-08
Sanction:

    10-year trading ban with conditions (2011)

    5-year director/officer ban (2011)

    8-year trading ban (1988)

    8-year director/officer ban (1988)

Supporting Documents:
Violation:

    Insider trading (2011)

    Failure to disclose material facts (1988)

    Failure to file insider reports (1988)

    Misrepresentation (1988)

    Illegal distribution (1988)

    Failure to fulfill the duties and responsibilities of a director (1988)

Ruling Body:
BCSC
Sanction Payment Status:

$79,429 (2011)

$13,476.30 in costs (1988)