Regier, Bradley

Date of Order or Settlement:
2009-04-22
Banned Until:
Sanction:

    19-year trading ban with conditions (BCSC)

    Permanent director/officer ban with conditions (BCSC)

    Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

    Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

    Permanent investor relations ban (BCSC)

Supporting Documents:
Violation:

    Fraud (ASC)

    Misrepresentations (ASC)

    Failure to file (ASC)

    Making false certificates in offering memoranda (ASC)

    Illegal distribution (ASC)

    Making false or misleading statments under oath (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$200,000 plus $26,399.18 in costs (ASC)