Reynolds, Randy

Date of Order or Settlement:
2010-05-14
Banned Until:
2012-04-15
Sanction:
    2-year ban from acting as a branch manager of a registrant
Supporting Documents:
Violation:

    Unauthorized trading (MSC)

    Acting contrary to the public interest (MSC)

Ruling Body:
BCSC, Manitoba Securities Commission (MSC)
Sanction Payment Status: