Rivers, Gregory William

Date of Order or Settlement:
2008-02-15
Banned Until:
2020-02-15
Sanction:

    12-year trading ban with conditions

    12-year director/officer ban with conditions

    12-year investor relations ban

    An Order to comply full with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:
Violation:

    Illegal distribution

    Unregistered trading

    Misrepresentations

    Acting contrary to the public interest

Ruling Body:
BCSC
Sanction Payment Status:
$10,000