Ross, Nicholas Michael

Date of Order or Settlement:
1995-02-06
Banned Until:
1995-11-06
Sanction:

    3-year trading ban (beginning on November 6, 1992)

    3-year director/officer ban (beginning on November 6, 1992)

Supporting Documents:
Violation:
    Unregistered distribution
Ruling Body:
BCSC
Sanction Payment Status:
$5,000