Rouse, William

Date of Order or Settlement:
2008-07-15
Banned Until:
2010-11-06
Sanction:

    3-year trading ban (BCSC)

Supporting Documents:
Violation:

    Unregistered trading (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$12,000 (ASC)