Disciplined List
Sasseville, Edith Marie
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Date of Order or Settlement:
2015-12-09 -
Banned Until:
2016-12-09
Sanction:
- 1-year ban from purchasing and trading in securities or exchange contracts with conditions
- 1-year director/officer ban with conditions
- 1-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act with conditions
- 1-year ban from becoming or acting as a registrant or promoter
- 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 1-year investor relations ban
Supporting Documents:
Violation:
-
Illegal
distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 in disgorgement (Varied (Stayed) – January 15, 2018) plus an administrative penalty of $5,000