Sellars, Penny Jean

Date of Order or Settlement:
2010-09-08
Banned Until:
2015-07-05
Sanction:

    5 year trading ban with conditions (BCSC)

    5 year director/officer ban with conditions (BCSC)

    5 year denial of exemptions (BCSC)

Supporting Documents:
Violation:

    Illegal distributions (ASC)

    Unregistered trading (ASC)

    Prohibited representations (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$40,000 plus $2,000 in costs (ASC)