Disciplined List
Senior, Ross L.
-
Date of Order or Settlement:
2015-02-19 -
Banned Until:
2016-02-19
Sanction:
- 1-year director/officer ban (with conditions)
- An undertaking to successfully complete a course on the duties and responsibilities of corporate officers and directors that is acceptable to the Executive Director within one year of the date of the settlement agreement.
Supporting Documents:
Violation:
-
Breaching a cease trade order
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000