Shumacher, Michael

Date of Order or Settlement:
2009-07-07
Banned Until:
2014-01-16
Sanction:

    5-year director/officer ban (BCSC)

    5-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

    5-year ban from acting in a management or consultative capacity in connection with activities in the securities market (BCSC)

    5-year investor relations ban (BCSC)

Supporting Documents:
Violation:

    Unregistered trading (OSC)

    Acting contrary to the public interest (OSC)

Ruling Body:
BCSC, Ontario Securities Commission (OSC)
Sanction Payment Status: