Sivertson, Ralph A.

Date of Order or Settlement:
2000-01-25
Banned Until:
2015-01-25
Sanction:

    15-year trading ban

    15-year director officer ban

    15-year investor relations ban

Supporting Documents:
Violation:

    Failure to fulfill the duties and responsibilities of a director

    Acting contrary to the public interest

    Unregistered distribution

    Unregistered trading

Ruling Body:
BCSC
Sanction Payment Status:
$9,000 plus $5,000 in costs