Smith, Richard Albert James

Date of Order or Settlement:
2004-03-29
Banned Until:
2007-03-29
Sanction:

    3-year trading ban with conditions

    3-year director/officer ban with conditions

    3-year investor relations ban

    An undertaking to comply with the Securities Act and Securitie Rules

    An undertaking not to apply for registration for 3 years from the date of the Order

Supporting Documents:
Violation:

    Illegal distribution

    Unregistered trading

Ruling Body:
BCSC
Sanction Payment Status: