Enforcement

Disciplined List

Soo, Siu Kon "Bonnie"

Date of Order or Settlement:

2017-02-20

Sanction:

Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)
Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision (with conditions)
Permanent director/officer ban (with conditions)
Permanent ban from becoming or acting as a promoter
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Permanent investor relations ban

Supporting Documents:

Violation:

Fraud
Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$9,857,850 in disgorgement and an administrative penalty of $6 million