Stickley, Douglas Russell

Date of Order or Settlement:
1998-04-24
Banned Until:
2000-05-01
Sanction:

    4-month ban from selling mutual funds with conditions

    2 years of close supervision

Supporting Documents:
Violation:

    Failure to act in the client's best interest

    Misrepresentations

    Acting contrary to the public interest

Ruling Body:
BCSC
Sanction Payment Status:
$5,000