Stirrett, Dwight Allen

Date of Order or Settlement:
1999-12-07
Banned Until:
Sanction:

    An undertaking to comply with the Securities Act, Securities Rules and all other applicable securities legislation

    An undertaking to successfully complete the Partners, Directors and Senior Officers Qualifying Examination, as offered by The Canadian Securities Institute, by December 31, 2000

Supporting Documents:
Violation:
    Failure to deal honestly, fairly and in good faith with clients
Ruling Body:
BCSC
Sanction Payment Status:
$1,000 plus $500 in costs