Tamura, Sam Sakai

Date of Order or Settlement:
2011-04-05
Banned Until:
2017-11-23
Sanction:

    7-year trading ban (with conditions)

    7-year denial of exemptions (with conditions)

Supporting Documents:
Violation:

    Acting contrary to public interest (ASC)

    Illegal distributions (ASC)

Ruling Body:
BCSC \ Alberta Securities Commission (ASC)
Sanction Payment Status: