Thuot, John

Date of Order or Settlement:
2000-06-28
Banned Until:
2001-08-27
Sanction:

    Indefinite trading ban with conditions (Revoked August 27, 2001)

Supporting Documents:
Violation:
    Unregistered distribution
Ruling Body:
BCSC
Sanction Payment Status:
$8,000 plus $2,000 in costs