Tong, Richard

Date of Order or Settlement:
1996-03-27
Banned Until:
2001-03-27
Sanction:

    5-year trading ban

    5-year director/officer ban with conditions

Supporting Documents:
Violation:
    Unregistered distribution
Ruling Body:
BCSC
Sanction Payment Status:
$15,000 plus $2,083.80 in costs