Uppal, Kulbir Singh (Kelly)

Date of Order or Settlement:
2010-11-11
Banned Until:
2016-11-11
Sanction:

    6-year trading ban with conditions

    6-year director/officer ban

    6-year ban from becoming or acting as a promoter

    6-year ban from acting in a managing or consultative capacity in connection with activities in the securities market

    6-year investor relations ban

Supporting Documents:
Violation:
    Making false or misleading statements
Ruling Body:
BCSC
Sanction Payment Status:
$7,500