Waite, Peter

Date of Order or Settlement:
2010-09-14
Banned Until:
2013-02-09
Sanction:

    3-year trading ban with conditions (BCSC)

    3-year denial of exemptions (BCSC)

Supporting Documents:
Violation:

    Insider trading (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$58,276.50 plus $2,500 in costs (ASC)