Warke, William Benton

Date of Order or Settlement:
1993-07-21
Banned Until:
1994-07-21
Sanction:

    1-year trading ban

    An Order to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86

    An undertaking to complete a satisfactory course of study by June 30, 1994

Supporting Documents:
Violation:

    Unregistered trading

    Failure to file accurate insider reports

Ruling Body:
BCSC
Sanction Payment Status:
$500