Watt, Delmer Allen

Date of Order or Settlement:
2008-06-16
Banned Until:
2017-11-05
Sanction:
    10-year trading ban (BCSC)
Supporting Documents:
Violation:

    Unregistered trading (ASC)

    Illegal distribution (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$15,000 plus $5,000 in costs (ASC)