Watt, Robert Alfred

Date of Order or Settlement:
1989-08-18
Banned Until:
1989-08-18
Sanction:
    1-year director/officer ban (BCSC)
Supporting Documents:
Violation:
    Failure to comply with the "Know Your Client" rules

    Participation in unregistered advising

Ruling Body:
BCSC, Ontario Securities Commission (OSC)
Sanction Payment Status:
$250 in costs