Wenzel, Leo

Date of Order or Settlement:
1992-10-14
Banned Until:
Sanction:

    An undertaking to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86

Supporting Documents:
Violation:

    Failure to file Change of ControlĀ and Share Purchases disclosure documents

    Unregistered distribution

Ruling Body:
BCSC
Sanction Payment Status:
$2,500 in costs