Wilby, Simon

Date of Order or Settlement:
2010-09-08
Banned Until:
2012-03-01
Sanction:

    2-year trading ban with conditions (BCSC)

    2-year denial of exemptions (BCSC)

    2-year director/officer ban (BCSC)

Supporting Documents:
Violation:

    Illegal distribution (ASC)

    Unregistered trading (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$15,000 plus $5,000 in costs (ASC)