Williams, John Philip MacKenzie

Date of Order or Settlement:
1996-03-18
Banned Until:
Sanction:

    Reprimanded

    As a condition of any future registration, Williams must take and pass the course or examination required for his category of registration, even if he had completed the course or examination prior to the date of this decision

Supporting Documents:
Violation:

    Unregistered trading

    Unregistered advising

    Prohibited representations

Ruling Body:
BCSC
Sanction Payment Status:
$1,000 plus $1,190.65 in costs