Disciplined List
Williams, Robert Laudy
-
Date of Order or Settlement:
2015-05-07 -
Banned Until:
2017-05-07
Sanction:
- 2-year trading ban (with conditions)
- 2-year director/officer ban
- 2-year ban from becoming or acting as a registrant or promoter
- 2-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 2-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$8,775