Enforcement

Disciplined List

Williams, Robert Laudy

Date of Order or Settlement:

2015-05-07
Banned Until:

2017-05-07

Sanction:

2-year trading ban (with conditions)
2-year director/officer ban
2-year ban from becoming or acting as a registrant or promoter
2-year ban from acting in a management or consultative capacity in connection with activities in the securities market
2-year investor relations ban

Supporting Documents:

Violation:

Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$8,775