Wise, Peter William Arthur

Date of Order or Settlement:
2011-02-17
Banned Until:
2014-02-17
Sanction:

    3-year trading ban with conditions

    3-year director officer ban with conditions

    3-year ban from acting in a management or consultative capacity in connection with activities in the securities market

    3-year investor relations ban

    An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:
Violation:

    Illegal distribution

    Unregistered trading

    Acting contrary to the public interest

Ruling Body:
BCSC
Sanction Payment Status:
$15,000